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印度乳腺癌局麻研究备受学术争议
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2023.07.12 上海

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  早期乳腺癌与晚期乳腺癌相比,患者生存率较高、生存期较长,而进一步提高生存率、延长生存期,已经达到瓶颈。多年来,不少晚期乳腺癌新药被尝试用于早期乳腺癌的研究大多失败,成功者寥寥无几,而且价格昂贵,其他“经济实用型”研究又以单中心、小样本、非对照为主。2022年9月,印度最大肿瘤医院孟买塔塔纪念中心主任兼肿瘤外科主任拉金德拉·阿希特·巴德韦医师在欧洲肿瘤内科学会第47届大会口头报告了早期乳腺癌术前肿瘤周围局部注射利多卡因的全国多中心、大样本、随机对照研究结果,发现这种每支仅十几元人民币的常用局部麻醉剂可将患者术后6年复发死亡率和总死亡率显著降低26%和29%。时隔半年,2023年4月6日美国临床肿瘤学会《临床肿瘤学杂志》在线发表该研究全文,并配发哈佛大学医学院、布莱根医院和波士顿妇女医院、达纳法伯癌症研究院撰写的社论:肿瘤周围注射利多卡因——改善早期乳腺癌患者结局的低成本、易实施干预措施。不过,该研究结果仍然受到众多专家的质疑。

  2023年7月11日,美国临床肿瘤学会《临床肿瘤学杂志》在线发表复旦大学附属肿瘤医院主任医师余科达教授致编辑的来信:印度利多卡因试验的远处复发事件与乳腺癌相关死亡事件数据不一致

  该多中心非盲随机对照试验探讨了术前肿瘤周围注射0.5%利多卡因对无病生存和总生存的影响。中位随访68个月,发生无病生存事件255例和死亡事件189例。局部麻醉组与未局部麻醉组相比:5年无病生存率为86.6%比82.6%(风险比:0.74,P=0.017),5年总生存率为90.1%比86.4%(风险比:0.71,P=0.019)。余科达教授分析生存数据之后,认为复发事件与死亡事件不一致。局部麻醉组无病生存事件109例和总生存事件79例。109例无病生存事件其中19例为局部区域事件、70例为远处事件(有或无局部区域复发)。79例总生存事件其中67例死于乳腺癌。由于局部区域事件并不致命,且大多数局部区域复发患者总生存时间较长,因此乳腺癌致命事件主要为远处转移。值得注意的是,该试验入组患者67%为激素受体阳性乳腺癌。虽然印度社会卫生保障较差且HER2靶向治疗率较低,但是ILBCG、PALOMA-1、CALGB 40503等研究结果表明接受一线内分泌治疗的激素受体阳性病例即使采用廉价且常见的芳香化酶抑制剂,总生存时间仍有30~50个月。然而,在印度利多卡因试验中,中位随访68个月期间,70例发生远处事件患者死亡大概对应为67例(96%),未局部麻醉组的这些数据相似。相比之下,GIM-2、NSABP B-38、BCIRG-005、FNCLCC PACS 01研究数据表明,仅大约65%~75%的远处复发病例可能在中位随访60~85个月期间死于乳腺癌死亡。因此,余科达教授十分好奇该试验复发至死亡时间的变化、首次诊断远处复发至乳腺癌相关死亡的间隔时间如何?详细的数据将为确定结论的可靠性提供更确凿、更有效的信息。

  当天,荷兰癌症研究所和列文虎克医院、阿姆斯特丹大学医学院及其附属医院也发表了授致编辑的来信,分析了局部注射利多卡因的全身作用

  荷兰专家首先赞赏印度专家完成该大型试验及其长期随访工作取得的巨大成就。作者为目前关于局部麻醉剂对乳腺癌转移扩散影响的有争议证据提供了相关贡献。不过,荷兰专家认为,围手术期镇痛的重要意义并未充分阐明:利多卡因的全身效应及其对手术应激反应和围手术期疼痛的影响。

  正如哈佛大学医学院、布莱根医院和波士顿妇女医院、达纳法伯癌症研究院撰写的社论所言,手术创伤和围手术期疼痛可以复杂方式影响神经内分泌和免疫系统,从而促进癌症增殖和转移。儿茶酚胺和前列腺素信号传导可抑制抗肿瘤免疫,并可能促进残癌进展。

  该研究重点为利多卡因对恶性细胞的潜在直接影响,但是其证据尚无定论。然而,强有力的证据表明全身利多卡因可以通过多种方式减轻炎症和手术应激反应。局部麻醉剂的另一明显好处即其镇痛特性。利多卡因通过减轻围手术期疼痛及其相关儿茶酚胺释放和免疫抑制,还可通过该间接途径对转移进展产生影响。

  该研究用于肿瘤周围浸润的局部利多卡因剂量(0.5%利多卡因60mL,最大剂量为4.5mg/kg)足够大,足以被吸收入血液循环,导致血浆水平足以维持全身镇痛和抗炎作用。因此,预计局部麻醉组的疼痛和/或阿片类用药量可减少。不幸的是,作者未提供有关患者利多卡因血浆水平、疼痛感知和镇痛用药量的任何数据。

  即使忽略该研究利多卡因可能的全身效应,考虑到疼痛和压力对癌症复发的潜在影响,两组围手术期镇痛和术后疼痛的数据也将颇有见地。

  荷兰专家鼓励作者详细说明研究组的围手术期镇痛管理和连续疼痛评分,因为两者都是主要结局的潜在混杂因素。

  最后,将来的研究可能考虑全身注射局部麻醉剂的镇痛和抗炎特性,或在乳房局部神经阻滞时采用局部麻醉剂。例如,乳房手术区域阻滞由简单技术组成,其中局部麻醉剂可渗透至乳房周围皮下深处。该阻滞与椎旁阻滞相比,将局部麻醉剂注入相对靠近肿瘤的位置,并可有效镇痛。

  对此,印度作者回信,感谢荷兰和中国专家对该研究的兴趣和评论。

  作者同意荷兰专家的观点,即手术应激和疼痛可能有免疫调节作用,从而可能影响转移灶的发展。荷兰专家认为,该研究注入肿瘤周围被全身吸收的利多卡因对手术应激和炎症反应的抑制可能是该局部麻醉剂产生有益作用的原因。作者认为,这种情况不太可能发生,因为接受保乳手术的患者在注射后20~30分钟内几乎全部含有利多卡因的组织都被切除,而接受乳房切除术的患者则在注射后35~45分钟内被切除几乎全部含有利多卡因的组织。因此,足量的利多卡因不太可能被全身吸收以抑制全身应激反应。此外,两组患者大多数在麻醉逆转时注射双氯芬酸,并在术后至少24小时内口服双氯芬酸或其他非甾体类抗炎药。因此,两组患者非甾体镇痛药用量均匀匹配。按照参加研究医院的标准做法,阿片类药物并未常规用于该患者人群。值得注意的是,与全身麻醉相比,罗哌卡因区域麻醉研究未能改善乳腺癌患者结局。这表明酰胺类局部麻醉剂利多卡因的生存获益可能由于对肿瘤的局部作用,而非镇痛或全身抗炎作用。

  余科达教授认为,该研究报告中位随访68个月内绝大多数远处转移患者(96%,根据他对利多卡因组的计算)死于乳腺癌,而他引用的参考文献远处复发患者60~85个月内该比例为65%~75%。余科达教授认为,该研究远处复发患者与其他队列相比,复发后死亡率太高,尤其该研究人群67%为激素受体阳性乳腺癌。对此,印度作者提出以下几点。第一,在数据分析时,局部麻醉组首次复发为远处(包括远处+局部区域)患者70例,其中40例(57.1%)三阴性乳腺癌或53例(75.7%)HER2阳性乳腺癌患者死亡,未局部麻醉组首次复发为远处(包括远处+局部区域)患者94例,其中50例(53.2%)三阴性乳腺癌或75例(79.8%)HER2阳性乳腺癌患者死亡。这表明大多数远处复发患者为三阴性或HER2阳性乳腺癌,并且远处复发后结局与几项印度研究报告一致,乳腺癌转移患者中位总生存为20~24个月。第二,余科达教授引用的数据主要来自西方人群研究,这些人群的患者预后特征不同。例如,GIM-2、NSABP B-38、BCIRG-005研究与该研究相比,激素受体阳性乳腺癌比例较高(77%~81%、80%、78.3%比67%)。这些研究的其他特征(例如复发时肿瘤负荷和内脏受累)也可能不同。第三,GIM-2、NSABP B-38、BCIRG-005研究均未具体报告远处复发患者的复发后生存。因此,作者认为该研究整个人群以及各组的远处复发和乳腺癌相关死亡并不存在不一致。

  可惜,作者并未正面回答首次诊断远处复发至乳腺癌相关死亡的间隔时间如何。该研究患者首次诊断远处复发后短期内死亡率高达96%,而其他类似研究该数据仅65%~75%。虽然其他研究激素受体阳性比例较高,但是该研究死亡率太夸张。这种转移后高死亡率仅见于纯三阴性乳腺癌和纯HER2阳性乳腺癌。因此,作者解释了部分原因,但是依然不能完美地自圆其说。

相关链接

J Clin Oncol. 2023 Jul 11. IF: 50.717

Inconsistent Data Between Distant Relapse Events and Breast Cancer-Specific Death Events in India Lidocaine Trial.

Yu KD.

Shanghai Cancer Center and Cancer Institute, Fudan University, Shanghai, China.

Badwe et al conducted an open-label, multicenter randomized trial to test the impact of presurgical, peritumoral injection of 0.5% lidocaine on disease-free survival (DFS) and on overall survival (OS). At a median follow-up of 68 months, there were 255 DFS events and 189 deaths. In the local anesthetic (LA) and no-LA groups, 5-year DFS rates were 86.6% and 82.6% (hazard ratio [HR], 0.74; P = .017) and 5-year OS rates were 90.1% and 86.4% (HR, 0.71; P = .019), respectively. After reviewing the survival data, I am concerned about the inconsistency between recurrence and death events.

The LA group has 109 DFS events and 79 OS events. Among the 109 DFS events, 19 were locoregional events and 70 were distant events (with or without locoregional recurrence). Among the 79 OS events, 67 events were causes of death from breast cancer. Because locoregional were not life-threatening and most patients with locoregional relapses have a long OS time, the life-threatening events of breast cancer are mainly distant metastasis. Of note, this trial enrolled 67% of patients with ER/PgR-positive tumors. Although India may have poor social health security and a low use rate of HER2-targeted therapy, the ER/PgR-positive cases who received the first-line endocrine therapy still have 30-50 months OS even after using inexpensive and common aromatase inhibitors. However, in the India lidocaine trial, it is likely that 67 of 70 (96%) patients with distant events might die within the median 68-month follow-up duration. These data are similar in the no-LA group. In contrast, previous relevant data have shown that only about 65%-75% of cases with distant relapse might die because of breast cancer within a median follow-up of 60-85 months. Therefore, I am curious about the dynamics of recurrence and death timing in this trial. How about the time interval between the first diagnosis of distant recurrence and death from breast cancer? The detailed data would provide more solid and valid information to build up the conclusion's reliability.

PMID: 37433105

DOI: 10.1200/JCO.23.00976

J Clin Oncol. 2023 Jul 11. IF: 50.717

Painfully Absent.

Broens S, van Duijnhoven FH, Hollmann MW, Hemmes SNT.

The Netherlands Cancer Institute-Antoni van Leeuwenhoek Hospital, Amsterdam, the Netherlands; Amsterdam University Medical Centers, Location "AMC," Amsterdam, the Netherlands.

With great interest we read the study by Badwe et al investigating the effect of peritumoral injection of lidocaine before breast cancer surgery on survival and cancer recurrence.

We would like to commend our colleagues with their great achievement in completing this large trial with lengthy follow-up. The authors provide a relevant contribution to the current controversial evidence on the effect of local anesthetics on metastatic spread of breast cancer. However, in our opinion, important aspects of perioperative analgesia were insufficiently addressed: the systemic effect of lidocaine and the effect on the surgical stress response and perioperative pain.

As mentioned by Higgins et al, surgical trauma and perioperative pain can affect the neuroendocrine and the immune system in complex ways, which could promote cancer proliferation and metastasis. Catecholamine and prostaglandin signaling suppress antitumor immunity and possibly facilitate progression of residual disease.

The current study focusses on the potential direct effect of lidocaine on malignant cells, of which the evidence is still inconclusive. Yet, there is strong evidence that systemic lidocaine can attenuate inflammation and the surgical stress response in diverse ways. Another clear benefit of local anesthetics is their analgesic properties. By dampening perioperative pain and its associated catecholamine release and immunosuppression, lidocaine could also have an effect on metastatic progression through this indirect pathway.

The dose of local lidocaine used for peritumoral infiltration (60 mL of lidocaine 0.5%, with a maximum dose of 4.5 mg/kg) in this study is high enough to be taken up into the circulation, resulting in plasma levels that are sufficient for a systemic analgesic and anti-inflammatory action. Consequently, a decrease in pain and/or opioid use in the local anesthetics (LA) group is expected. Unfortunately, the authors do not present any data on plasma levels of lidocaine, pain perception, and analgesic use of the patients.

Even if we ignore the possible systemic effect of lidocaine in this study, data on the perioperative analgesia and postoperative pain in both groups would have been insightful, given the potential influence of pain and stress on cancer recurrence.

We encourage the authors to elaborate on perioperative analgesic management and consecutive pain scores in the study groups since both are potential confounders of the primary outcome.

Finally, future research might consider to use the analgesic and anti-inflammatory properties of systemically administered local anesthetics or to use local anesthetics in local nerve blocks of the breast. For example, a field block for breast surgery consists of a straightforward technique in which local anesthetics are infiltrated on a deep subcutaneous level around the breast. This block combines the placement of LA relatively near to the tumor, in contrast to a paravertebral block, with effective analgesia.

PMID: 37433120

DOI: 10.1200/JCO.23.01063

J Clin Oncol. 2023 Jul 11. IF: 50.717

Reply to S. Broens et al and K.-D. Yu.

Badwe RA, Joshi S, Hawaldar R, Gupta S.

We thank Broens et al and Yu for their interest in our study and their comments.

We agree with Broens et al1 that surgical stress and pain could have immune-modulatory effects which may affect the development of metastatic disease. They contend that the obtundation of surgical stress and inflammatory response by systemically absorbed lidocaine, which was injected in peritumoral location, could be responsible for the beneficial effect of this local anesthetic agent in this study. This is unlikely because almost all lidocaine-containing tissue was excised within 20-30 minutes of injection in patients who underwent breast-conserving surgery and within 35-45 minutes in those who underwent mastectomy. Hence, it is unlikely that enough amounts of lidocaine were systemically absorbed to be able to inhibit systemic stress response. Furthermore, most patients in both arms received injectable diclofenac at the time of anesthesia reversal and oral diclofenac (or another nonsteroidal anti-inflammatory drug) for at least 24 hours after surgery. Thus, use of nonsteroidal analgesics was evenly matched between the two arms. Opioids were not routinely used in this patient population as per standard practice in participating institutions. Notably, the study of regional anesthesia using ropivacaine failed to improve outcomes in patients with breast cancer compared with general anesthesia. This suggests that the survival benefit of the amide local anesthetic agent lidocaine is likely to be due to local effects on tumor rather than analgesic or systemic anti-inflammatory effects.

Dr Yu states that an overwhelming majority of patients with distant metastases (96% by his calculation in the lidocaine arm) died of their disease within the reported median follow-up of this study (68 months) compared with 65%-75% deaths in 60-85 months in patients with distant relapse in the references cited by him. He contends that postrelapse deaths are higher in our distant relapse patients compared with other cohorts, especially since 67% of our study population had ER-positive disease. He acknowledges that postdistant relapse deaths are comparable between the two arms of our study. In response, we would like to make the following points. First, in the 70 patients with distant (including distant plus locoregional) relapse as the first event in the local anesthetic (LA)-arm, there were 40 (57.1%) with triple-negative or human epidermal growth factor receptor 2 (HER2)-positive disease and 53 (75.7%) deaths, and in the 94 patients with distant (including distant plus loco-regional) relapse as the first event in no-LA arm, there were 50 (53.2%) with triple-negative or HER2-positive disease and 75 (79.8%) deaths, at the time of data analysis. This suggests that the majority of patients with distant relapse had triple-negative or HER2-positive breast cancer, and the outcome after distant relapse is in keeping with several Indian studies where median overall survival of patients with metastatic breast cancer has been reported to be 20-24 months. Second, the data quoted by Yu are from studies conducted predominantly in Western population where the prognostic characteristics of patients was different. For example, there was a higher proportion of ER-positive disease (77%-81% in the Del Mastro study, 80% in the NSABP B-38 trial, and 78.3% in BCIRG-005) in all three studies referred to by Yu compared with 67% in our study. It is likely that other characteristics such as tumor burden at relapse and visceral involvement would also have been different in these studies. Third, to our knowledge, none of the three studies quoted by Yu have specifically reported the postrelapse survival of patients with distant relapse. Therefore, we see no inconsistency between distant relapse and breast cancer deaths in our full study population as well as in each arm.

PMID: 37433099

DOI: 10.1200/JCO.23.01209

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